Chief Compliance Officer Message
Published March 15, 2016
CAO operates in an increasingly complex environment of local, state and federal oversight. There are many laws and regulations that govern our actions. In response, within the next six months, there will be a comprehensive plan to improve policies and procedures, training, monitoring and auditing, and stress personal accountability.
For this reason, I have developed this newsletter, as a communication tool to share regulatory information and helpful tools. I hope as you review this newsletter, you will find it to be helpful.
Renita Bean, Chief Compliance Officer
(855) 374-9766